Sr. No.
|
Relevant Sections
|
Register/Books/Returns
|
Inspection
|
Fees/Charges for Inspection, if any
|
Clarification
|
Mandatory or Non-Mandatory
|
1.
|
49(7)
|
Register of investments in any shares or securities not
held in names its own name
|
Members and Debenture holder
|
Without any fees
|
Such as shares in which amount invested by the company
taken in the name of director than in the name of company
|
Mandatory
|
2
|
58A read with rule 7 of the Companies (Acceptance of
Deposits) Rules, 1975) & RBI Directions
|
Registers of deposits
|
Not open for Inspection
|
NA
|
|
Mandatory
|
3
|
77A(9)
|
Register of securities Bought Back
|
Not open for inspection
|
NA
|
Details of shares bought back and extinguished
|
Mandatory
|
4
|
143(1)
|
Register of charges
|
(a) Member or Debenture holder or a creditor
(b) any other person
|
(a) Without any fees
(b) On payment of requisite fees
|
Details of charges on assets of the company
|
Mandatory
|
5
|
150(1)
|
Register of members
|
(a) Member or Debenture Holder or a creditor
(b) any other person
|
(a) Without any fees
(b) On payment of requisite fees
|
Name, Address, Occupation, Shareholding etc to be recorded
|
Mandatory
|
6
|
151(1)
|
Index to members
|
(a) Member or Debenture Holder or a creditor
(b) any other person
|
(a) Without any fees
(b) On payment of requisite fees
|
--
|
Mandatory for companies having more than 50 members
|
7
|
152(2)
|
Register of debenture-holders
|
(a) Member or Debenture Holder or a creditor
(b) any other person
|
(a) Without any fees
(b) On payment of requisite fees
|
Detail of debenture issued and name, address, occupation of
debenture holders etc.
|
Mandatory for companies who have issued debentures
|
8
|
152(2)
|
Index of debentures-holders
|
(a) Member or Debenture Holder or a creditor
(b) any other person
|
(a) Without any fees
(b) On payment of requisite fees
|
--
|
Mandatory for companies having more than 50 debenture
holders
|
9
|
152A
|
Register & Index of Beneficial Owners
|
Any Member
|
Without any fees
|
Records maintained by the depository shall be treated as
statutory register for the purpose
|
Companies whose shares are in Dmat form
|
10
|
157 and 158
|
Foreign register of members or debenture
|
(a) Member or Debenture Holder or a creditor
(b) any other person
|
(a) Without any fees
(b) On payment of requisite fees
|
If any company is willing to maintain a register of its
shareholders or debenture holders outside it’s registered office
|
Mandatory to inform
ROC about maintaining of any such register.
|
15
|
301
|
Register of contracts, companies and firms in which
directors are interested
|
Member
|
Without any fees
|
Recording of disclosures of section 297 & section 299
|
Mandatory
|
16
|
302(6)
|
Register of contracts entered into by the company for the
appointment of Manager or Managing Director
|
Member
|
Without any fees
|
--
|
Mandatory
|
17
|
303(1)
|
Register of Director/Managing Director/Manager/Whole Time
Director/Secretary
|
Member
|
Without any fees
|
--
|
Mandatory
|
18
|
307
|
Register of Directors’ shareholdings, etc.
|
Member or Debenture Holders
|
Without any fees
|
--
|
Mandatory
|
19
|
370(1C)
|
Register of loans, etc., to companies under the same
management
|
Member
|
On payment of requisite fees.
|
--
|
Mandatory
|
20
|
372(6)
|
Register of investments in shares of anybody corporate
|
Member
|
Without any fees
|
--
|
Mandatory
|
21
|
372A
|
Register of loans made, guarantees given, securities provided
or investment made by the company
|
Member or Debenture holder
|
Without any fees
|
--
|
Mandatory
|
22
|
Rule 7(2) of the Companies (Issue of Share Certificates)
Rules, 1960
|
Register of renewed and duplicate Share certificates
|
Not open for inspection
|
NA
|
--
|
Mandatory
|
23
|
581-ZE(1)
|
Books of account of the Producer Company
|
Open for Public inspection
|
Without any fees
|
--
|
Mandatory
|
24
|
581-ZL(7)
|
Register of particulars of Investments of producer
companies
|
Member
|
Without any fees
|
--
|
Mandatory
|
25
|
69-75
|
Register of Allotments
|
Member or Debenture holder
|
Without any fees
|
--
|
Mandatory
|
26
|
205
|
Dividend Register
|
Member
|
Without any fees
|
--
|
Mandatory
|
27
|
192A
|
Register of Postal Ballot
|
--
|
Mandatory
|
||
28
|
285
|
Register of Directors’ Attendance
|
Not Open for Inspection
|
NA
|
--
|
Mandatory
|
29
|
79A
|
Register of Sweat Equity Shares
|
Member
|
Without any fees
|
--
|
Mandatory
|
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Saturday, 1 September 2012
Statutory Registers as per Companies Act
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